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9 South Long Beach Road, Rockville Centre, NY 11570 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-23 |
Branch Locations
1 Huntington Quadrangle Ste 3N10, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Melville | NY | 03/2015 | Present |
| The Pinnacle Financial Group | Melville | NY | 08/2016 | Present |
(1) 03/02/2015: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 5% Time Spent - Insurance Agent. Lines of insurance include health, dental, and vision (2) 08/08/2016 * The Pinnacle Financial Group * DBA for LPL Business (entity for LPL business) * INV REL * At Reported Business Location(s) * START 08/01/2016 * 120 HRS/MO; 5 DURING SECS TRDG HRS. (3) 1/13/2017 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/31/2016 - 20 Hours Per Month/4 Hours During Securities Trading. (4) 3/23/2017 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/31/2016 - 20 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through The Pinnacle Financial Group an independent investment advisor firm. I started this business activity on 3/23/2017. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 10/08/2024 - Dynamic Wealth Management Inc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business location(s) - Start Date 09/18/2024 - 160 Hours Per Month/ 8 Hours during Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-10 |
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