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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-01-01
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

114 West 12Th St Ste E, Tifton, GA 31794 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tifton GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tifton GA 11/2016 Present
Previous Registrations
  • 2003-05-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Tifton, GA
    Tifton, GA
Other Businesses

POWER OF ATTORNEY FOR SPOUSE; INVESTMENT RELATED; TIFTON, GA; START 1/2003.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-26
S63 Uniform Securities Agent State Law Examination 1993-10-28
  • S65 Uniform Investment Adviser Law Examination
    2009-09-26
  • S63 Uniform Securities Agent State Law Examination
    1993-10-28
Other Names
  • Mark B Thompson

View on SEC IAPD

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