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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-04 |
| TX | RA | APPROVED_RES | 2022-10-03 |
Branch Locations
760 East Drinker St, Dunmore, PA 18512 • United States
101 N. Abington Road, Clarks Green, PA 18411 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scranton | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scranton | PA | 11/2016 | 10/2018 |
| Wells Fargo Advisors Financial Network, Llc | Scranton | PA | 10/2018 | 10/2022 |
| Lpl Financial Llc | Clarks Green | PA | 10/2022 | Present |
1) 08/30/2022 - Astra Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2018 2) 08/30/2022 - Real Estate Rental - Inv Rel - Clarks Green, PA - Start: 08/2021 3) 08/30/2022 - Astra Wealth Advisors - Owner - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Start: 10/2018 4) 08/23/2023 - Real Estate Rental - Investment Related - Bontia Springs, FL - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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