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Christopher M Albright

LPl Financial LLC

Dunmore, PA

Clarks Green, PA

CRD 2384841

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-10-04
TX RA APPROVED_RES 2022-10-03
  • PA RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED_RES
    Since 2022-10-03

Branch Locations

760 East Drinker St, Dunmore, PA 18512 • United States

101 N. Abington Road, Clarks Green, PA 18411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scranton PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Scranton PA 11/2016 10/2018
Wells Fargo Advisors Financial Network, Llc Scranton PA 10/2018 10/2022
Lpl Financial Llc Clarks Green PA 10/2022 Present
Previous Registrations
Other Businesses

1) 08/30/2022 - Astra Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2018 2) 08/30/2022 - Real Estate Rental - Inv Rel - Clarks Green, PA - Start: 08/2021 3) 08/30/2022 - Astra Wealth Advisors - Owner - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Start: 10/2018 4) 08/23/2023 - Real Estate Rental - Investment Related - Bontia Springs, FL - Start Date 01/01/2024 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-10
S63 Uniform Securities Agent State Law Examination 1993-09-10
  • S65 Uniform Investment Adviser Law Examination
    2006-05-10
  • S63 Uniform Securities Agent State Law Examination
    1993-09-10
Other Names
  • Christopher Michael Albright

View on SEC IAPD

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