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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-08-22
PA RA APPROVED 2013-07-31
TX RA APPROVED_RES 2009-06-01
  • GA RA
    APPROVED
    Since 2018-08-22
  • PA RA
    APPROVED
    Since 2013-07-31
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States

7402 Hodgson Memorial Drive Suite 100, Savannah, GA 31406 • United States

Savannah, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wyomissing PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Wyomissing, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wyomissing, PA
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wyomissing, PA
    Wyomissing, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-05-25
  • S63 Uniform Securities Agent State Law Examination
    1994-05-25
Other Names
  • Thomas P White

View on SEC IAPD

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