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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-06-17
  • PA RA
    APPROVED
    Since 2015-06-17

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

2898 Mercer Road, New Castle, PA 16105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
David C. Gettings Cpa New Castle PA 05/1992 Present
The Gettings Financial Group Llc New Castle PA 06/2006 Present
Lawrence County New Castle PA 11/2007 01/2022
Gwn Securities Inc Palm Beach Gardens FL 06/2015 Present
  • 05/1992 → Present
    David C. Gettings Cpa
    New Castle, PA
  • 06/2006 → Present
    The Gettings Financial Group Llc
    New Castle, PA
  • 11/2007 → 01/2022
    Lawrence County
    New Castle, PA
  • 06/2015 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2015-01-30 → 2015-06-23
    Birmingham, AL
  • 2009-03-11 → 2015-01-30
    Wrp Investments, Inc.
    New Castle, PA
    Youngstown, OH
    New Castle, PA
    Youngstown, OH
Other Businesses

1)GETTINGS FINANCIAL GROUP LLC, 2898 MERCER ROAD, NEW CASTLE, PA 16105, LLC, NATURE OF BUS: INS/FIXED ANNUITIES/FIA, TITLE: SOLE MEMBER, DUTIES: SALE OF INSURANCE & ANNUITIES, TIME SPENT: AS NEEDED, COMPENSATION: SELF-EMPLOY INCOME, 2)ALBERT P. GETTINGS MEMORIAL FOUNDATION, C/O LAWRENCE COMMUNITY FOUNDATION, 7 WEST STATE STREET, SHARON, PA 16146, NATURE OF BUS: CHARITABLE NON-PROFIT, TITLE: ADVISOR OF DONOR ASSISTED FUND, DUTIES: RAISE MONEY FOR SCHOLARSHIPS, TIME SPENT: AS NEEDED, COMPENSATION: NONE, 3)DAVID C. GETTINGS, CPA, 2898 MERCER ROAD NEW CASTLE, PA 16105, SOLE PROPRIETORSHIP, NATURE OF BUS: CPA/TAX PREP/ESTATE PLANNING,\ TITLE: CPA/OWNER, DUTIES: TAX PREP/CONSULTATION, TIME SPENT: AS NEEDED, COMPENSATION: SELF EMPLOYMENT INCOME 4)HUMAN SERVICES CENTER, 130 W NORTH STREET, NEW CASTLE, PA 16101, NON-PROFIT CORP, NATURE OF BUS: COMMUNITY MENTAL HEALTH CENTER, TITLE: BOARD MEMBER, DUTIES: ADVISORY AS BOARD MEMBER, TIME SPENT: AS NEEDED, COMP: NONE 5)GETTINGS LEADERSHIP CENTERS POSITION: Founder and spokesman NATURE: Teaching children and adults about honor, respect and values and spur them to action to make our world a better place. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/10/2016 ADDRESS: 2898 Mercer Road, New Castle PA 16105 DESCRIPTION: The Gettings Leadership Center is an concept to bring about a partnership between the educational community, the military community and the general public. It is meant to teach children and adults about honor and respect, values (Medal of Honor values ) and action. 6)GETM PRODUCTIONS POSITION: Partner NATURE: The business is to write songs for our non-profit entities and to manage the copyrights, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2016 ADDRESS: 2898 Mercer Road, New Castle PA 16105 DESCRIPTION: This is an activity that is relarted to the non-profit activities of my son's foundations.This entity writes the songs and handles the copyrights for the music being written for the Albert P Gettings Memorial Foundation and The Gettings Leadership Centers 7)GETTINGS TRAINING POSITION: Owner NATURE: This is an activity that will support my activities regarding the loss of a child and the Gettings Foundation. It will include summits to help others who have lost children. It is in support of the Gettings Leadership Centers which is a non profit entity. This will be a for profit venture in which a portin of income will go into the non profit foundation. This will include online summits to help those who have lost children.This activity has no connection to securities and investments and will have it's own presence on social media and websites dealing with the loss topic only. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2018 ADDRESS: 2898 Mercer Road, New Castle PA 16105, United States DESCRIPTION: This is an activity that will support my activities regarding the loss of a child. It is in support of the Gettings Leadership Centers which is a non profit entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-17
S63 Uniform Securities Agent State Law Examination 1993-09-10
  • S65 Uniform Investment Adviser Law Examination
    2000-07-17
  • S63 Uniform Securities Agent State Law Examination
    1993-09-10

View on SEC IAPD

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