Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-03-24
DC RA APPROVED 1996-06-28
  • TX RA
    APPROVED_RES
    Since 2005-03-24
  • DC RA
    APPROVED
    Since 1996-06-28

Branch Locations

1899 Pennsylvania Ave N Ste 1000, Washington, DC 20006 • United States

Washington, DC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Washington DC 07/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-23
S63 Uniform Securities Agent State Law Examination 1993-09-17
  • S65 Uniform Investment Adviser Law Examination
    1994-06-23
  • S63 Uniform Securities Agent State Law Examination
    1993-09-17
Other Names
  • Mark W Wardzinski

View on SEC IAPD

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor