James B Olmore

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-29
CA	RA	APPROVED	2016-10-21

TX RA
APPROVED

Since 2024-02-29
CA RA
APPROVED

Since 2016-10-21

Branch Locations

Carlsbad, CA • United States

620 Newport Center Drive Ste 550, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors	Leawood	KS	08/2014	10/2016
United Capital Financial Advisors, Llc	Irving	TX	10/2016	Present

08/2014 → 10/2016

Mariner Wealth Advisors

Leawood, KS
10/2016 → Present

United Capital Financial Advisors, Llc

Irving, TX

Previous Registrations

2014-09-18 → 2016-10-13

Mariner

San Diego, CA

Overland Park, KS
2014-03-17 → 2014-08-11

Beta Wealth Group, Inc

San Diego, CA
2004-07-01 → 2009-11-03

Strategic Advisers Llc

San Diego, CA
2001-05-15 → 2004-05-21

Wells Fargo Investments, Llc

Poway, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-17
S63	Uniform Securities Agent State Law Examination	1993-09-23

S65 Uniform Investment Adviser Law Examination

1996-10-17
S63 Uniform Securities Agent State Law Examination

1993-09-23

Designations

Certified Financial Planner

Other Names

James Brian Olmore

View on SEC IAPD