William Prescott Wolcott

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Morgan Stanley
  San Francisco, CA
• 07/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Other Businesses

PHYSICAL ADDRESS OF INVESTMENT PROPERTY: 1 WALL STREET, STANLEY IDAHO 83278.FAMILY COMPOUND OF LOG CABINS LOCATED IN STANLEY IDAHO. WE RENT IT OUT IN JUNE AND AUGUST WHEN WE ARE NOT USING IT TO HELP OFFSET THE MAINTAINENCE AND OPERATING COSTS 1/6TH OWNER PURCHASED THE PROPERTY IN JUNE 2005. NO HRS DURING TRADE OR PER MONTH. SF WALDORF SCHOOL, A NON-PROFIT PRIVATE SCHOOL. I SERVE ON THE BOARD OF TRUSTEES, INVESTMENT COMMITTEE, FINANCE COMMITTEE, SINCE 6/11/2014, FOR 3.5 HRS/MONTH WITH 0 HRS DURING TRADING HOURS. THE BOARD AND FINANCE COMMITTEES MEETS 6X PER YEAR; INVESTMENT COMMITTEE MEETS 4X PER YEAR TO DISCUSS REBALANCING THE PORTFOLIO WHICH IS 60/40 MIX ALL ETF'S AND ONE MUTUAL FUND. Entity Name: Aquarium of the Bay Investment related: No Address: The Embarcadero at Beach St SF, CA 94133 Nature of the other business: 501C3 non -profit promoting conservation/awareness of the Bay Position/Title/Relationship: Board Member Start Date: 2012 Approximate # of hours a month: 3 Approximate # of hours during securities hours: 0 Briefly describe your duties: : Board Member who attends quarterly meetings, Finance Committee who attends monthly finance meetings/ investment committee member who advises on what index funds to purchase in the organization's endowment Entity Name: 2690 GRT HWY LLC Investment related: Yes Address: 2690 Great Highway San Francisco, CA 94116 Nature of the other business: 21 unit apartment building Position/Title/Relationship: Partial Owner (ownership of 5% or more of the voting control of the business) Start Date: 25-Nov-2015 Approximate # of hours a month: n/a Approximate # of hours during securities trading hours: zero Briefly describe your duties: passive investor LLC member - none *600035 - DFE Trust Company LLC; Investment Related - No; Scottsdale, Arizona; Environmental; Board Member(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 2; After Business Hours: 0; vetting grant requests

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-30
• S63 Uniform Securities Agent State Law Examination
  1997-05-08

Other Names

• William Prescott Wolcott