Lance Robert Heimsoth

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-07
IA	RA	APPROVED	2016-01-29

TX RA
APPROVED

Since 2026-01-07
IA RA
APPROVED

Since 2016-01-29

Branch Locations

4700 Sergeant Road, Sioux City, IA 51106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Security National Bank	Sioux City	IA	06/1994	Present
Cetera Investment Services Llc	St. Cloud	MN	08/2005	Present
Cetera Investment Advisers Llc	Sioux City	IA	01/2016	Present

06/1994 → Present

Security National Bank

Sioux City, IA
08/2005 → Present

Cetera Investment Services Llc

St. Cloud, MN
01/2016 → Present

Cetera Investment Advisers Llc

Sioux City, IA

Other Businesses

1. FIXED INSURANCE PRODUCTS THROUGH WESTERN SOUTHER. 2. ABILITY TO REFER BUSINESS TO THE TRUST/WEALTH MANAGEMENT AREA OF SECURITY NATIONAL BANK, TRUST/WEALTH MANAGEMENT AREA COMPENSATES FOR SUCH REFERRALS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-28
S63	Uniform Securities Agent State Law Examination	1993-08-23

S66 Uniform Combined State Law Examination

2016-01-28
S63 Uniform Securities Agent State Law Examination

1993-08-23

View on SEC IAPD