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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-18 |
| NY | RA | APPROVED | 2025-06-30 |
| ND | RA | APPROVED | 2023-11-27 |
Branch Locations
1673 County Road 39, Southampton, NY 11968-5298 • United States
3350 13Th Ave S Ste G, Fargo, ND 58103 • United States
W Fargo, ND • United States
W Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Jamestown | Jamestown | ND | 08/2010 | 08/2022 |
| Ameriprise Financial Services, Llc | Fargo | ND | 08/2022 | 06/2025 |
| Ameriprise Financial Services, Llc | Fargo | ND | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 1995-04-13 |
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