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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-21
FL RA APPROVED 2014-06-25
  • TX RA
    APPROVED_RES
    Since 2014-07-21
  • FL RA
    APPROVED
    Since 2014-06-25

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2014 Present
Bank Of America, N.A. Jacksonville FL 07/2014 Present
Previous Registrations
  • 2010-10-15 → 2014-05-20
    Td Ameritrade, Inc.
    Jacksonville, FL
  • 2010-11-09 → 2014-05-20
    Td Ameritrade Investment Management, Llc
    Ponte Verda, FL
  • 2010-02-03 → 2010-10-20
    Msi Financial Services, Inc.
    Jacksonville, FL
  • 2005-12-21 → 2009-04-02
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    New York, NY
Other Businesses

I*2026506, Entity Type: Entity Charitable Name of OBA: Paxon Golden Eagles Parents Association Address: Jacksonville, FL 32254 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/09/2024 No Hours: 4 No Hours during trading: 0 Duties: I have been a Paxon High school band parent for 3 years of high school. This year we are starting a 501(c)3 for fund raising. The 501(c)3 is still under formation and is currently in application status with state of FL. I have been nominated for the board as there are only 6 parents who have been in regular attendance. My proposed role would be "Business Manager" and per the by-laws of the association i would be responsible for "business correspondence, advertising and all matters of publicity as they arise from time to time".

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-20
  • S66 Uniform Combined State Law Examination
    2005-12-20
Other Names
  • Jeff Dawkins
  • Jeffery Wayne Dawkins
  • Jeffrey Wayne Dawkins

View on SEC IAPD

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