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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-01
WI RA APPROVED 2025-08-01
  • TX RA
    APPROVED
    Since 2025-08-01
  • WI RA
    APPROVED
    Since 2025-08-01

Branch Locations

West Bend, WI • United States

1715 W Paradise Drive Ground Fl, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Menomonee Falls WI 10/2009 11/2016
Wells Fargo Clearing Services, Llc Menomonee Falls WI 11/2016 08/2025
Wells Fargo Advisors Financial Network, Llc West Bend WI 08/2025 Present
Previous Registrations
  • 2009-10-28 → 2025-08-01
    Milwaukee, WI
    Charlotte, NC
    Menomonee Falls, WI
    Milwaukee, WI
    Sheboygan, WI
    Sheboygan Falls, WI
    Sheboygan, WI
    Plymouth, WI
    Cedar Grove, WI
    Waupun, WI
    West Bend, WI
  • 2005-01-01 → 2009-10-30
    Menomonee Falls, WI
  • 2002-05-01 → 2005-01-01
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

RENTAL PROPERTY; INV RELATED; WEST BEND, WI; SINGLE FAMILY HOME; OWNER WITH SPOUSE; START: 1/1/17; 0 HRS/MO; 0 DURING TRADING. FALLBACK; NON INV RELATED; WEST BEND, WI; MANAGER OF THE BAND; START: 4/2019; 10 HRS/MO; 0 DURING TRADING; COACHING THE BAND, HELP BOOK SHOWS & ASSIST WITH MARKETING. FALL BACK, LLC; NON INV RELATED; WEST BEND, WI; 100% OWNERSHIP; START: 09/29/2020; 10 HRS/MO; 0 DURING TRADING; LLC FOR THE BAND. PRASCH ASSET MANAGMENT, LLC; INVESTMENT RELATED; WEST BEND, WI; 100% OWNERSHIP; 08/01/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; FINET PRACTICE HERITAGE PRIVATE WEALTH, LLC ; INV RELATED; WEST BEND, WI; INDEPENDENT FINANCIAL ADVISOR (FINET);10% OWNERSHIP; ; START DATE: 11/15/2024; 10 HRS PER MONTH; 10 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-22
S63 Uniform Securities Agent State Law Examination 1993-08-09
  • S65 Uniform Investment Adviser Law Examination
    2002-04-22
  • S63 Uniform Securities Agent State Law Examination
    1993-08-09
Designations
  • Certified Financial Planner
Other Names
  • Timothy Martin Prasch

View on SEC IAPD

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