Terence A Keratsopoulos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 05/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 02/2011 → 05/2023
  Spc
  Ann Arbor, MI
• 05/2023 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2011-02-18 → 2023-05-24
  Spc
  Las Colinas, TX
  Ann Arbor, MI
  Dallas, TX
• 2009-10-05 → 2011-03-03
  Ameriprise Financial Services, Llc
  Richardson, TX
  Dallas, TX
• 2003-06-30 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Richardson, TX
  Dallas, TX
  Dallas, TX
• 2002-10-03 → 2003-07-10
  Choreo, Llc
  Farmers Branch, TX

Other Businesses

1. 06/14/2023 - UPSTREAM INVESTEMENT PARTNERS - Investment Related - At Reported Business Location(s) - Start Date 5/24/2023 - 140 Hours Per Month/ 7 Hours During Securities Trading - Time Spent 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-13
• S63 Uniform Securities Agent State Law Examination
  1993-08-25

Other Names

• Terry A Keratsopoulos