Marc Samuel Usem

Current Employers

Employment History

• 04/2015 → Present
  Affiance Financial
  St. Louis Park, MN
• 02/2001 → Present
  Usem Family Lp
  Edina, MN
• 09/2015 → 05/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2017 → Present
  Private Client Services
  St Louis Park, MN

Previous Registrations

• 2016-03-04 → 2017-05-16
  Cetera Wealth Services, Llc
  St Louis Park, MN

Other Businesses

1.NAME OF OTHER BUSINESS: AFFIANCE FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 8/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, REVIEW, MONITORING, AND INVESTMENT ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: USEM FAMILY LP INVESTMENT RELATED: YES ADDRESS: 6705 SALLY LANE, EDINA, MN 55439 NATURE OF BUSINESS: MANAGEMENT OF INVESTMENT PORTFOLIO FOR USEM FAMILY, LP. START DATE: 2/2001 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: GENERAL PARTNER AND TAX MATTERS PARTNER 3. Minneapolis Jewish Federation, 13100 Wayzata Blvd, Ste 200, Minnetonka, MN 55305. Investment Committee member, charitable organization. 4 hrs/quarter, non-investment related. 4. Beth El Synagogue. 05/04/2018. 5225 Barry Street West. Synagogue. 0.3 hours/mo; 0 during trading hours. 5. Marli Corporation. 6805 Ridgeview Dr, Edina, MN 55439. S-corp holding company to hold shares of Affiance Financial membership units and provide payroll tax withholding. Non-operating entity. Owner-administer any business processes as needed for payment processing and tax withholding. 1 hr/mo; 0 during trading hrs.

Exams

• S66 Uniform Combined State Law Examination
  2015-12-30
• S63 Uniform Securities Agent State Law Examination
  1994-01-17

Other Names

• Marc Usem