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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-12 |
| AL | RA | APPROVED | 2024-04-11 |
Branch Locations
826 Bank St Ne, Decatur, AL 35601 • United States
304 E Dr Hicks Blvd [Satellite], Florence, AL 35630 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Florence | AL | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florence | AL | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Florence | AL | 04/2024 | Present |
JL FARMS; NOT INV RELATED; FLORENCE, AL; CATTLE FARM/SALES; 100% OWNERSHIP; START 5/1/2013; 30 HOURS PER MONTH, 0 DURING TRADING; GROWING AND SELLING HAY. DUPUIS FINACIAL SERVICES INC: INV RELATED; FLORENCE, AL: 100% ONWERSHIP; START 03/22/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FOR FINET COMMISSIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-19 |
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