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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-23
TX RA APPROVED_RES 2023-08-31
NY RA APPROVED 2021-06-23
  • FL RA
    APPROVED
    Since 2026-02-23
  • TX RA
    APPROVED_RES
    Since 2023-08-31
  • NY RA
    APPROVED
    Since 2021-06-23

Branch Locations

181 E. Jericho Turnpike 2Nd Floor, Mineola, NY 11501 • United States

5000 T-Rex Ave. Suite 300, Boca Raton, FL 33421 • United States

400 Post Ave Suite 202, Westbury, NY 11590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
N Ational Securities Corporation Uniondale NY 03/2009 07/2022
B. Riley Wealth Advisors New York City NY 05/2009 Present
B. Riley Wealth Management Westbury NY 07/2022 Present
  • 03/2009 → 07/2022
    N Ational Securities Corporation
    Uniondale, NY
  • 05/2009 → Present
    B. Riley Wealth Advisors
    New York City, NY
  • 07/2022 → Present
    B. Riley Wealth Management
    Westbury, NY
Previous Registrations
Other Businesses

(1) B. RILEY WEALTH INSURANCE CORP; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE AGENT, FINANCIAL ADVISOR; START DATE 06/2009; 8 HRS/MONTH, DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS... (2) GLOBAL WEALTH PARTNERS; INVESTMENT-RELATED; EXPENSE PAYING ENTITY FOR FOR B. RILEY WEALTH SECURITIES BUSINESS; SAME ADDRESS AS BRWM; FINANCIAL ADVISOR; 160 HRS/MONTH, DURING TRADING HOURS; START DATE 04/2012.... (3) ESSENTIAL ADVISORY SERVICES LLC; INVESTMENT-RELATED; D/B/A FOR B. RILEY WEALTH BUSINESS; SAME ADDRESS AS BRWM; PROVIDE FINANCIAL PLANNING, TAX AND ACCOUNTING SERVICES; PRESIDENT; START DATE 06/2018; 40 HRS/MONTH, 8 DURING TRADING HRS... (4) WOODBURY 2021 INC; NON INVESTMENT-RELATED; 50% OWNER; MELVILLE, NY; 1-3 HRS/MONTH, DURING TRADING HRS; PART OWNER OF A TAX PRACTICE... (5) BRWTS - Mineola; not investment-related; for referred investment business; 181 E Jericho Turnpike, 2nd Fl Mineola, NY 11501; start date 02/04/2026; 50 hrs/month, during securities trading hrs. (6) BRWTS - Boca Raton; not investment-related; for referred investment business; 2424 N. Fed Hwy, Suite 408 Boca Raton, FL 33431; start date 02/04/2026; 50 hrs/month, during securities trading hrs. (7) Hicksville Golub 2026; not investment-related; passive part owner of a CPA tax practice; 300 Division Ave, Hicksville, NY 11801; start date 02/09/2026; 10 hrs/month, during securities trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-16
S63 Uniform Securities Agent State Law Examination 1994-05-24
  • S65 Uniform Investment Adviser Law Examination
    2007-11-16
  • S63 Uniform Securities Agent State Law Examination
    1994-05-24

View on SEC IAPD

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