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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-23 |
| TX | RA | APPROVED_RES | 2023-08-31 |
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
181 E. Jericho Turnpike 2Nd Floor, Mineola, NY 11501 • United States
5000 T-Rex Ave. Suite 300, Boca Raton, FL 33421 • United States
400 Post Ave Suite 202, Westbury, NY 11590 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N Ational Securities Corporation | Uniondale | NY | 03/2009 | 07/2022 |
| B. Riley Wealth Advisors | New York City | NY | 05/2009 | Present |
| B. Riley Wealth Management | Westbury | NY | 07/2022 | Present |
(1) B. RILEY WEALTH INSURANCE CORP; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; INSURANCE AGENT, FINANCIAL ADVISOR; START DATE 06/2009; 8 HRS/MONTH, DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS... (2) GLOBAL WEALTH PARTNERS; INVESTMENT-RELATED; EXPENSE PAYING ENTITY FOR FOR B. RILEY WEALTH SECURITIES BUSINESS; SAME ADDRESS AS BRWM; FINANCIAL ADVISOR; 160 HRS/MONTH, DURING TRADING HOURS; START DATE 04/2012.... (3) ESSENTIAL ADVISORY SERVICES LLC; INVESTMENT-RELATED; D/B/A FOR B. RILEY WEALTH BUSINESS; SAME ADDRESS AS BRWM; PROVIDE FINANCIAL PLANNING, TAX AND ACCOUNTING SERVICES; PRESIDENT; START DATE 06/2018; 40 HRS/MONTH, 8 DURING TRADING HRS... (4) WOODBURY 2021 INC; NON INVESTMENT-RELATED; 50% OWNER; MELVILLE, NY; 1-3 HRS/MONTH, DURING TRADING HRS; PART OWNER OF A TAX PRACTICE... (5) BRWTS - Mineola; not investment-related; for referred investment business; 181 E Jericho Turnpike, 2nd Fl Mineola, NY 11501; start date 02/04/2026; 50 hrs/month, during securities trading hrs. (6) BRWTS - Boca Raton; not investment-related; for referred investment business; 2424 N. Fed Hwy, Suite 408 Boca Raton, FL 33431; start date 02/04/2026; 50 hrs/month, during securities trading hrs. (7) Hicksville Golub 2026; not investment-related; passive part owner of a CPA tax practice; 300 Division Ave, Hicksville, NY 11801; start date 02/09/2026; 10 hrs/month, during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-24 |
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