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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-04-03
TX RA APPROVED 2024-04-02
  • UT RA
    APPROVED
    Since 2024-04-03
  • TX RA
    APPROVED
    Since 2024-04-02

Branch Locations

2389 Washington Blvd, Ogden, UT 84401 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

279 N 2000 W, West Point, UT 84015 • United States

246 12Th St, Ogden, UT 84404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Bountiful UT 05/2014 03/2024
Michael Haney Syracuse UT 08/2009 Present
Djm Services, Llc Lindon UT 01/2018 Present
Dj Data Services Lehi UT 01/2012 Present
Intermountain Geothermal Services, Llc. Syracuse UT 01/2011 Present
High School Football Referee Syracuse UT 08/2014 Present
Wells Fargo Clearing Services, Llc Salt Lake City UT 03/2024 Present
  • 05/2014 → 03/2024
    Jpmorgan Securities Llc
    Bountiful, UT
  • 08/2009 → Present
    Michael Haney
    Syracuse, UT
  • 01/2018 → Present
    Djm Services, Llc
    Lindon, UT
  • 01/2012 → Present
    Dj Data Services
    Lehi, UT
  • 01/2011 → Present
    Intermountain Geothermal Services, Llc.
    Syracuse, UT
  • 08/2014 → Present
    High School Football Referee
    Syracuse, UT
  • 03/2024 → Present
    Salt Lake City, UT
Previous Registrations
  • 2014-06-03 → 2024-04-03
    Centerville, UT
    Bountiful, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Farmington, UT
  • 2011-11-07 → 2014-05-20
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    South Ogden, UT
    Salt Lake City, UT
  • 2009-06-01 → 2011-11-09
    Ogden, UT
  • 2005-06-20 → 2009-06-01
    Ogden, UT
    Ogden, UT
  • 2002-07-09 → 2005-06-01
    Wells Fargo Investments, Llc
    Twin Falls, ID
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: DJ DATA SERVICES POSITION: BOOKKEEPER START DATE: 1/1/2012 ADDRESS: 1163 Lehi, UT DETAILS: RENT AND SALE DOWN WHOLE TOOLS AND EQUIPMENT. WIFE IS 1/3 OWNER. HOURS DEDICATED (per month unless otherwise indicated): 0-1 HR A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: NO ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: DJM SERVICES, LLC. POSITION: BOOKKEEPER START DATE: 1/9/2018 ADDRESS: 947 Lindon, UT DETAILS: SELLS OIL ANALYSIS AND TESTING FOR DIESEL EQUIPMENT. HOURS DEDICATED (per month unless otherwise indicated): 1-2 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: INTERMOUNTAIN GEOTHERMAL SERVICES, LLC. POSITION: BOOKKEEPER START DATE: 1/3/2011 ADDRESS: 2434 Syracuse, UT DETAILS: SERVICE WELLS AND OTHER EQUIPMENT AT GEOTHERMAL POWER PLANT. WIFE IS A 50% OWNER. HOURS DEDICATED (per month unless otherwise indicated): 0-1 HR A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: NO RENTAL PROPERTY, INV RELATED, KILLEEN, TX, 100% OWNERSHIP, START 12/20/22, 0 HRS PER MONTH & TRADING, LANDLORD; RENTAL PROPERTY, INV RELATED, SYRACUSE, UT, 100% OWNERSHIP, START 8/1/21, 0 HRS PER MONTH & TRADING, LANDLORD; FOOTBALL LEAGUES, NOT INV RELATED, SYRACUSE, UT, REFEREE, START 4/2/24, 8 HRS PER MONTH, 0 HRS DURING TRADING, ENFORCE RULES OF THE GAME; HANEY OPS, LLC; INVESTMENT RELATED; SYRACUSE, UT; 100% OWNER WITH SPOUSE; 12/26/2025; 1 HOUR A MONTH; NO HOURS DURING TRADING HOURS; PROPERTY HOLDINGS | RENTAL PROPERTY - 1146 W 1290 S; INV RELATED; SYRACUSE,UT; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 10/01/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;| RENTAL PROPERTY - 2100 EISENHOWER DR; INV RELATED; KILLEN,TX; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 12/01/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-25
  • S66 Uniform Combined State Law Examination
    1999-01-25
Other Names
  • Mike Haney
  • Michael J Haney

View on SEC IAPD

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