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Don Errol Hubbard

Charles Schwab & Co., Inc.

Lone Tree, CO

Westlake, TX

CRD 2382893

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade, Inc. Fort Worth TX 12/2004 07/2023
Td Ameritrade, Inc. Fort Worth TX 07/2010 12/2022
Charles Schwab And Co., Inc. Fort Worth TX 12/2022 Present
  • 12/2004 → 07/2023
    Ameritrade, Inc.
    Fort Worth, TX
  • 07/2010 → 12/2022
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Fort Worth, TX
Previous Registrations
  • 2005-01-24 → 2023-07-06
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2014-04-11 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
  • 2001-04-04 → 2003-05-16
    Dallas, TX
Other Businesses

REAL ESTATE POSITION: REALTOR NATURE: MARKETING/INVESTING INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/2014 ADDRESS: PO BOX 3106, DESOTO TX 75123 DESCRIPTION: ASSIST WITH THE BUYING AND SELLING OF RESIDENTIAL AND COMMERCIAL PROPERTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-22
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S66 Uniform Combined State Law Examination
    2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06

View on SEC IAPD

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