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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritrade, Inc. | Fort Worth | TX | 12/2004 | 07/2023 |
| Td Ameritrade, Inc. | Fort Worth | TX | 07/2010 | 12/2022 |
| Charles Schwab And Co., Inc. | Fort Worth | TX | 12/2022 | Present |
REAL ESTATE POSITION: REALTOR NATURE: MARKETING/INVESTING INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/2014 ADDRESS: PO BOX 3106, DESOTO TX 75123 DESCRIPTION: ASSIST WITH THE BUYING AND SELLING OF RESIDENTIAL AND COMMERCIAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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