Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-02 |
| TX | RA | APPROVED | 2016-10-24 |
| WA | RA | APPROVED | 2016-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2016 | 04/2018 |
| Photographer (Self Employed) | Renton | WA | 03/2013 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 04/2018 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 04/2024 | Present |
I*547335 For profit or not for profit: Entity For Profit Name of outside business organization: KAM VEAKRAKMANN PHOTOGRAPHY Investment related: N Address of business: BREA, California, 92821 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 10/15/2021 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , PHOTOGRAPHY SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-21 |
Reach out to this advisor