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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Reidsville | NC | 07/1993 | 03/2020 |
| Ameriprise Financial Services, Llc | Reidsville | NC | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Hwy 42, , Wilson, NC, 27893; Not Investment-Related; 10/18/2021. Business Ownership; GT Live; Musician; Musician; 254 Niblick Dr, , Summerfield, NC, 27358; Not Investment-Related; 01/01/2005; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-17 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-11 |
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