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Current Employers
Capvisor Associates, Llc

Dawsonville, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-10-21
  • GA RA
    APPROVED
    Since 2020-10-21

Branch Locations

Dawsonville, GA • United States

Bloomfield Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Management Brooklyn OH 11/2014 Present
Victory Capital Advisers Brooklyn OH 01/2015 Present
Capvisor Associates, Llc Gainesville GA 02/2020 Present
  • 11/2014 → Present
    Victory Capital Management
    Brooklyn, OH
  • 01/2015 → Present
    Victory Capital Advisers
    Brooklyn, OH
  • 02/2020 → Present
    Gainesville, GA
Other Businesses

MUNICIPAL LEAGUE FOUNDATION; ANN ARBOR, MI; NON-INVESTMENT RELATED; BEGAN 02/06/14; TO ENHANCE AND DEVELOP LEADERSHIP IN LOCAL GOVERNMENT; BOARD MEMBER; FUNDRAISING; 2 HOURS PER MONTH WITH 18 HOURS PER YEAR DURING SECURITIES TRADING HOURS. Employee of affiliated registered investment adviser, Victory Capital Management Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-25
S63 Uniform Securities Agent State Law Examination 1993-07-22
  • S65 Uniform Investment Adviser Law Examination
    2020-09-25
  • S63 Uniform Securities Agent State Law Examination
    1993-07-22
Other Names
  • Deborah Leich

View on SEC IAPD

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