Donald James Paul

Current Employers

Employment History

• 05/2013 → 03/2017
  Cetera Investment Services Llc
  St. Cloud, MN
• 01/2014 → 03/2017
  Cetera Investment Advisers Llc
  Fort Smith, AR
• 07/2014 → 03/2017
  First National Bank Of Fort Smith
  Fort Smith, AR
• 03/2021 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 03/2017 → 03/2021
  Sphere, Llc
  Fayetteville, AR

Previous Registrations

• 2017-03-03 → 2021-03-31
  Sphere, Llc
  Fayetteville, AR
• 2014-01-21 → 2017-03-06
  Cetera Investment Advisers Llc
  Fort Smith, AR
  Portland, OR
• 2013-05-16 → 2014-01-21
  Cetera Investment Services Llc
  Fort Smith, AR
  Rogers, AR
  Vancouver, WA
  Tigard, OR
• 2010-08-11 → 2013-04-25
  Key Investment Services Llc
  Vancouver, WA
  Beaverton, OR
  Tigard, OR
• 2010-06-21 → 2010-08-05
  Raymond James & Associates, Inc.
  Rogers, AR
• 2009-01-26 → 2010-06-16
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2007-06-08 → 2009-01-23
  Citigroup Global Markets Inc.
  Rogers, AR
• 2001-09-19 → 2007-06-28
  Arvest Wealth Management
  Rogers, AR
  Rogers, AR
  Lowell, AR
  Lowell, AR

Other Businesses

1) DP FALCON, LLC, INVESTMENT RELATED, 505 VITA SEL VALLE ST, FARMINGTON, AR, 72730, OWNERSHIP DUTIES, MANAGING MEMBER, 03/2021, <5 HOURS PER MONTH, <5 HOURS PER MONTH DURING TRADING, OWNERSHIP DUTIES, RECORD-KEEPING DUTIES 2) REE ADVENTURS, LLC, NON-INVESTMENT RELATED, 903 N BLOOMINGTON ST, #102-#102, LOWELL, AR 72745, CATERING, MEMBER, 11/2019, <10 HOURS PER MONTH, <10 HOURS PER MONTH DURING TRADING HOURS, OWNERSHIP DUTIES, ASSISTANCE WITH CATERING 3) FREEDOM 5 ONE, NON-INVESTMENT RELATED, 2894 N MCKEE CIRCLE #112, FAYETTEVILLE, AR 72703, ADVISORY BOARD MEMBER, 11/2014 , <2 HOURS PER MONTH, <2 HOURS PER MONTH DURING TRADING HOURS, ATTEND TWO BOARD MEETINGS ANNUALLY TO DICUSS OVERALL BUSINESS INITIATIVES FOR THE FIRM. 4)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-30
• S63 Uniform Securities Agent State Law Examination
  1997-02-26

Other Names

• Don Paul