Douglas John Albo

Current Employers

Capital Income Management, Llc

Sherwood, OR • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-11-05

OR RA
APPROVED

Since 2024-11-05

Branch Locations

Sherwood, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Income Management	Sherwood	OR	06/2009	Present

06/2009 → Present

Capital Income Management

Sherwood, OR

Previous Registrations

2001-08-30 → 2005-08-29

Morgan Stanley Dw Inc.

San Francisc, CA

Other Businesses

Have contributed analysis/investment articles to crowd source financial website Seeking Alpha since 2010 and have accumulated over 8,000 followers. In February of 2018, I joined Seeking Alpha's marketplace services which allows readers and followers of my articles to subscribe for exclusive article access on a monthly or annual fee basis. No employment or other contract exists between Seeking Alpha and myself. I devote roughly 10 hours a week in writing up to 5-6 articles per week.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-13
S63	Uniform Securities Agent State Law Examination	1993-10-08

S65 Uniform Investment Adviser Law Examination

2007-08-13
S63 Uniform Securities Agent State Law Examination

1993-10-08

Other Names

Douglas Albo

View on SEC IAPD