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Robert A Keller

J.P. Morgan Securities LLC

San Francisco, CA

CRD 2382339

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-18
TX RA APPROVED 2024-03-18
  • CA RA
    APPROVED
    Since 2024-03-18
  • TX RA
    APPROVED
    Since 2024-03-18

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Francisco CA 05/2002 Present
Jpmorgan Chase Bank Na San Francisco CA 02/2008 Present
  • 05/2002 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 02/2008 → Present
    Jpmorgan Chase Bank Na
    San Francisco, CA
Other Businesses

Entity Name: Decoy Technologies, Inc DBA "Variance" Investment related: No Address: 564 Market Street #623 San Francisco, CA 94104 Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 01/31/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company is a start up utilizing AI to provide enterprise security to companies like DoorDash that need to verify background information of its contract employees. I will be a passive early investor with a very small stake -- and with no committee or governance responsibility. This is not similar to my role at JPM and does not pose a conflict of interest, nor is there currently a connection to JPM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2002-12-16
  • S65 Uniform Investment Adviser Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2002-12-16
Other Names
  • Robert Keller
  • Robert Andrew Keller

View on SEC IAPD

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