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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-18 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | San Francisco | CA | 05/2002 | Present |
| Jpmorgan Chase Bank Na | San Francisco | CA | 02/2008 | Present |
Entity Name: Decoy Technologies, Inc DBA "Variance" Investment related: No Address: 564 Market Street #623 San Francisco, CA 94104 Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 01/31/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company is a start up utilizing AI to provide enterprise security to companies like DoorDash that need to verify background information of its contract employees. I will be a passive early investor with a very small stake -- and with no committee or governance responsibility. This is not similar to my role at JPM and does not pose a conflict of interest, nor is there currently a connection to JPM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-16 |
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