Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-21 |
| CA | RA | APPROVED | 2021-05-25 |
| CO | RA | APPROVED | 2021-05-07 |
| TX | RA | APPROVED | 2021-05-07 |
Branch Locations
3001 Douglas Blvd, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roseville | CA | 10/2009 | Present |
| Bank Of America, N.A. | Roseville | CA | 05/2011 | Present |
| Ubs Financial Services Inc | Roseville | CA | 05/2021 | Present |
1. Market Street LLC, Apartment units, Proprietor / owner, I own the property. I really do nothing other than collect rent, START DATE-10/28/2021, Houston TexasUnited States-770156003
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
Reach out to this advisor