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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-20 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
10 Madison Avenue 2Nd Floor, Morristown, NJ 07960 • United States
Bloomsbury, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
THE FALCON FINANCIAL GROUP LLC, 10 Madison Ave, 2nd floor, morristown nj 07960, Sole owner, managing partner, 1 HR/MONTH $0 ANNUAL COMP; OUTSIDE INSURANCE BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
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