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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-21 |
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Aventura | FL | 08/2011 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Plantation | FL | 01/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2020 | Present |
*OBI - 553534 - SFE7v7 LLC ; Investment related - Yes ; Hollywood, Florida ; 7on& High school football team ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 4/2023 ; During business hours : 5 ; After business hours : 15 ; Fundraising
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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