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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Preretirement Marketing Insurance Servic | Campbell | CA | 06/1986 | 04/2025 |
| Voya Financial Advisors | Campbell | CA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Michael Kavanaugh | El Segundo | CA | 01/2026 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2323 S BASCOM AVE STE 150-A; Campbell; CA; 95008; Fixed insurance sales; Independent Insurance Agent; 6/1/1983; 35; 2; Sales of fixed products; 2) NAME OF OTHER BUSINESS: MICHAEL KAVANAUGH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-18 |
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