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Inactive

James Kerr Pollock

Diversified, LLC

Wilmington, DE

Ann Arbor, MI

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Current Employers
Diversified, Llc

3705 Concord Pike, Wilmington, DE 19803 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-02-02
  • MI RA
    APPROVED
    Since 2026-02-02

Branch Locations

3705 Concord Pike, Wilmington, DE 19803 • United States

412 East Huron, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pullock Investment Advisors, Llc Ann Arbor MI 07/2010 02/2026
Diversified Enterprises, Llc Dba Diversified, Llc Wilmington DE 02/2026 Present
  • 07/2010 → 02/2026
    Pullock Investment Advisors, Llc
    Ann Arbor, MI
  • 02/2026 → Present
    Diversified Enterprises, Llc Dba Diversified, Llc
    Wilmington, DE
Previous Registrations
  • 2010-07-23 → 2026-02-26
    Pollock Investment Advisors, Llc
    Ann Arbor, MI
  • 2006-09-06 → 2010-07-06
    Mcdonald Partners Llc
    Cleveland, OH
    Cleveland, OH
    Ann Arbor, MI
  • 2005-08-19 → 2006-09-06
    Comerica Securities
    Ann Arbor, MI
    Ann Arbor, MI
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-09
S63 Uniform Securities Agent State Law Examination 1993-11-03
S65 Uniform Investment Adviser Law Examination 1993-07-20
  • S66 Uniform Combined State Law Examination
    2005-08-09
  • S63 Uniform Securities Agent State Law Examination
    1993-11-03
  • S65 Uniform Investment Adviser Law Examination
    1993-07-20
Designations
Other Names
  • James Pollock
  • Jim Pollock
  • James Kerr Pollock
  • James K. Pollock
  • James Kerr Pollock

View on SEC IAPD

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ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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