Charles Leland Nedele

Employer firm

Theory Financial CRD 304084

$319M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 01/2007 → 11/2020
  Tiaa
  Denver, CO
• 01/2021 → Present
  Theory Financial Llc
  Fort Collins, CO

Previous Registrations

• 2012-06-25 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Glendale, CO
  Denver, CO

Other Businesses

Short-term rental property, not investment-related, Angola, IN. Owner, Start Date: 4/1/22, approximately 10 hours per month, 2 hours per month during securities trading hours. General duties related to the ownership and management of vacation rental property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-01
• S63 Uniform Securities Agent State Law Examination
  2007-03-16

Other Names

• Chas Nedele