Neil Henry Gendreau

Current Employers

Employment History

• 10/2004 → Present
  Fusion Financial Group
  Shrewsbury, MA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Shrewsbury, MA
• 10/2004 → Present
  Kestra Investment Services, Llc
  Shrewsbury, MA

Previous Registrations

• 2004-08-05 → 2004-10-25
  Neil H. Gendreau, Cfp
  Shrewsbury, MA

Other Businesses

Business Name: Ash Brokerage Investment Related: Yes Address: 7609 West Jefferson Blvd Fort Wayne ID 46804 Nature of Business: Insurance Position, Title or Relationship: Other,Agent. Start Date: 10/8/2004 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Recommend various fixed insurance products including fixed annuities, term life, universal life, and long term disability, and long term care insurance as appropriate for client needs.Business Name: Neil H Gendreau CFP, ChFC Investment Related: Yes Address: 415 Boston Turnpike Rd., Ste 213 Shrewsbury MA 01545 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President/Owner Start Date: 1/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I conduct all activities necessary for client acquisition, client service, asset management, insurance planning through life, accident, and health, as well as related administrative and compliance responsibilities.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Windsor Insurance Investment Related: Yes Address: 21820 Burbank Blvd Ste 100 South Woodland Hills CA 91367 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Agent Start Date: 10/24/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance Sales

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-08-27

Designations