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Clinton Investment Management, LLC CRD 143599
$3.91B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-05 |
| CT | RA | APPROVED | 2007-04-27 |
Branch Locations
333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clinton Investment Management | Stamford | CT | 04/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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