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Andrew Ira Clinton

Clinton Investment Management, LLC

Stamford, CT

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Current Employers
Clinton Investment Management, Llc

333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
CT RA APPROVED 2007-04-27
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • CT RA
    APPROVED
    Since 2007-04-27

Branch Locations

333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clinton Investment Management Stamford CT 04/2007 Present
  • 04/2007 → Present
    Clinton Investment Management
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-18
S63 Uniform Securities Agent State Law Examination 1994-09-30
  • S65 Uniform Investment Adviser Law Examination
    1995-02-18
  • S63 Uniform Securities Agent State Law Examination
    1994-09-30
Other Names
  • Andrew I Clinton

View on SEC IAPD

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