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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-03-22 |
Branch Locations
2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Clearwater | FL | 03/2013 | Present |
1. Coventry Foundation; 7001 Street Andrews Road Suite 105 Columbia SC 29212;preserve the heritage of Jaguar cars, museum and library; member and sit on the board; expert to board; 01/01/2017; 6.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related 2. St. Tropez 1 Association; 3455 Countryside Blvd., Clearwater, FL 33761; VP position of condominium HOA - sit on board as voting member; 03/18/1983; 3.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-01 |
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