Best Investors
Account
Sign in
Best Investors
Account
Sign in
520 Newport Center Drive Suite 740, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-18 |
Branch Locations
520 Newport Center Drive Suite 740, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Newport Beach | CA | 05/2014 | 11/2017 |
| Rba Wealth Management | Newport Beach | CA | 11/2017 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2018 | Present |
1. RBA Wealth Management, LLC-Investment related- 520 Newport Center Drive, Ste. 740, Newport Beach, CA 92660-Rgistered Investment Advisor-Chief Operating Pfficer- 11/2017-160 hrs/mth-160 during trading hrs- Operational and administrative duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-07 |
Reach out to this advisor