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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambrige Investment Research, Inc. | Fairfield | IA | 08/2009 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2009 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 10 HRS/MO - 2 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) RS FINANCIAL, 2632 S 11TH STREET, KALAMAZOO, MI, 49009, 01/2016, PRESIDENT, FINANCIAL SERVICES, INV REL, 40 HRS/MO - 40 HRS/MO TRADING. 3) ROGER SEVERANCE, 2632 s 11TH ST., KALAMAZOO, MI 49009, 01/2016, OWNER, BUSINESS ENTITY, INV REL, 40 HRS/MO - 40 HRS/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-08 |
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