Steven Joseph Weingartz

Current Employers

Employment History

• 12/2001 → Present
  Weingartz Financial Services, Inc.
  Marysville, MI
• 03/2003 → Present
  Dw Holdings, Llc
  Marysville, MI
• 11/2004 → 11/2018
  Insurance Specialists Agency Llc
  Marysville, MI
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Marysville, MI
• 11/2018 → 02/2025
  Royal Alliance Associates, Inc.
  Marysville, MI
• 02/2025 → Present
  Lpl Financial Llc
  Marysville, MI

Previous Registrations

• 2018-11-02 → 2025-02-05
  Osaic Wealth, Inc.
  Marysville, MI
  Southfield, MI
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Bryan, OH
  Marysville, MI
  Southfield, MI
• 2010-09-28 → 2016-05-13
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Marysville, MI
  St. Petersburg, FL
  Kalamazoo, MI
  Marysville, MI
  Bryan, OH

Other Businesses

1. 01/17/2025- Weinnotte LLC- Real Estate Rental- Key West FL 33040- Inv Rel- 6 Hrs Per Mnth- Start Date 11/11/2022 2. 01/17/2025- DW Holdings, LLC- Real Estate Rental- Marysville, MI 48040- Inv Rel- 5 Hrs Per Mnth- Start Date 12/17/2022 3. 01/17/2025- 629 Dupont LLC- Real Estate Rental- Flint, MI 48504- Inv Rel- 5 Hrs Per Mnth- Start Date 05/15/2017 4. 01/17/2025- Tarr Financial- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 5. 01/17/2025- Weingartz Financial Services- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- Marysville, MI 48040- 100 Hrs Per Mnth- 25 Hrs During Trading- Start Date 09/19/2001 6. 01/17/2025- Insurance Sales- Non-Variable Insurance- Marysville, MI 48040- Inv Rel- 20 Hrs Per Mnth- 5 Hrs During Trading- Start Date 09/19/2001

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-31
• S63 Uniform Securities Agent State Law Examination
  1993-11-09