Michael David Peist

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-22

NY RA
APPROVED

Since 2021-03-22

Branch Locations

Somers, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	10/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/2007	Present
Onyx Renewable Partners Lp	New York	NY	12/2015	03/2017
Investec Usa Holdings Corp. ("Investec")	New York	NY	05/2022	01/2024
Apterra Infrastructure Capital	New York	NY	06/2024	Present

10/2005 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
02/2007 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
12/2015 → 03/2017

Onyx Renewable Partners Lp

New York, NY
05/2022 → 01/2024

Investec Usa Holdings Corp. ("Investec")

New York, NY
06/2024 → Present

Apterra Infrastructure Capital

New York, NY

Other Businesses

1)TAX PREPARATION; NOT INVESTMENT RELATED, TAX PREPARATION, SOLE PROPRIETOR AS OF 2/94, PREPARATION OF TAX RETURNS, 30 HRS WK; FEB-APRIL, PARTNERSHIP: 2) NAME OF OTHER BUSINESS: APTERRA INFRASTRUCTURE CAPITAL, INVESTMENT RELATED: NO, ADDRESS: 1370 AVENUE OF THE AMERICAS, 32ND FLR, NEW YORK, NY 10019, NATURE OF BUSINESS: PROJECT FINANCING, START DATE: 06/2024, POSITION/TITLE/RELATIONSHIP: RISK MANAGEMENT CONSULTANT, APX NUMBER OF HOURS PER WEEK: 15-40, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ANALYZING LOANS AND LOAN PORTFOLIOS TO IDENTIFY AND MITIGATE RISK;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-09-29

S63 Uniform Securities Agent State Law Examination

1995-09-29

Designations

Certified Financial Planner

View on SEC IAPD