Best Investors Account Sign in
Inactive

Chad Kallam Stephens

Buckhead Capital Management, LLC

Atlanta, GA

CRD 2380635

Claim This Profile
Employer firm

Buckhead Capital Management, LLC CRD 110707

$5.76B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Buckhead Capital Management, Llc

900 Circle 75 Pkwy Se Suite 900, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-12-06
  • GA RA
    APPROVED
    Since 2021-12-06

Branch Locations

900 Circle 75 Pkwy Se Suite 900, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank Of North Carolina (Bond & Winston-Salem NC 06/1993 Present
Wachovia Securities, Inc. Charlotte NC 04/1999 Present
  • 06/1993 → Present
    Wachovia Bank Of North Carolina (Bond &
    Winston-Salem, NC
  • 04/1999 → Present
    Wachovia Securities, Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-26
S63 Uniform Securities Agent State Law Examination 1997-07-01
  • S65 Uniform Investment Adviser Law Examination
    2021-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-07-01

View on SEC IAPD

Nearby Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC

Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor