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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-04-20 |
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
Overland Park, KS • United States
21 Corporate Woods 10870 Benson Drive, Suite 2180, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Overland Park | KS | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 11/2016 | 04/2022 |
| Raymond James & Associates, Inc. | Leawood | KS | 04/2022 | Present |
(1) B&D Realty LLC Address: 12921 W 168th St. , Overland Park, KS, 66221, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 10/15/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of LLC w my wife. We own it 50/50
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-09 |
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