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Thomas Evan Zewe

Osaic Wealth, Inc.

Hershey, PA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
NC RA APPROVED 2024-06-14
PA RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2024-09-27
  • NC RA
    APPROVED
    Since 2024-06-14
  • PA RA
    APPROVED
    Since 2024-06-14

Branch Locations

1404 E Chocolate Ave, Hershey, PA 17033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Hershey PA 08/2004 10/2017
Securities America, Inc. Hershey PA 10/2017 06/2024
Securities America Advisors Hershey PA 10/2017 06/2024
Osaic Wealth, Inc. Hershey PA 06/2024 Present
  • 08/2004 → 10/2017
    National Planning Corporation
    Hershey, PA
  • 10/2017 → 06/2024
    Securities America, Inc.
    Hershey, PA
  • 10/2017 → 06/2024
    Securities America Advisors
    Hershey, PA
  • 06/2024 → Present
    Hershey, PA
Previous Registrations
  • 2017-10-19 → 2024-06-14
    Securities America Advisors, Inc.
    Hershey, PA
  • 2006-10-10 → 2017-10-23
    National Planning Corporation
    Hershey, PA
    Hershey, PA
Other Businesses

1. WEALTH MANAGEMENT SERVICES INC. - DBA 2. LANDMINE PROPERTIES INC. POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2004 ADDRESS: 1404 E. Chocolate Ave, Hershey PA 17033, United States DESCRIPTION: Myself and fellow SAI rep Jeff Buchanan own the office building we rent back to our DBA Wealth Management Services. 3. Landmine Properties has acquired interest in a second piece of real estate at 1345 E Chocolate Ave. Property will be leased to IBA Insurance (other OBA) Landmine Properties has acquired an interest in Lotto Station LLC doing business as The Englewood Restaurant located at 1215 Research Blvd Hummelstown PA 17036 4. INDEPENDENT BROKERS OF AMERICA POSITION: Owner NATURE: 30% Owner of Independent Brokers of America INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 1345 E Chocolate Ave, Hershey PA 17033, United States DESCRIPTION: Part owner of an PNC company. No time spent on any activites involving this business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-05
S63 Uniform Securities Agent State Law Examination 1993-07-29
  • S65 Uniform Investment Adviser Law Examination
    2006-01-05
  • S63 Uniform Securities Agent State Law Examination
    1993-07-29
Other Names
  • Tom Evan Zewe

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