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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-23
PA RA APPROVED 2014-04-02
  • TX RA
    APPROVED_RES
    Since 2021-08-23
  • PA RA
    APPROVED
    Since 2014-04-02

Branch Locations

2003 S. Easton Road Suite 100, Doylestown, PA 18901 • United States

Lansdale, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associate, Inc Rydal PA 02/2009 Present
  • 02/2009 → Present
    Raymond James & Associate, Inc
    Rydal, PA
Previous Registrations
  • 2007-04-02 → 2009-03-02
    Morgan Stanley & Co. Llc
    Jenkintown, PA
  • 2005-08-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jenkintown, PA
    Jenkintown, PA
Other Businesses

(1)EASTERN PENNSYLVANIA YOUTH SOCCER - PLYMOUTH MEETING, PA, FINANCE COMMITTEE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-08
S63 Uniform Securities Agent State Law Examination 1993-09-16
  • S65 Uniform Investment Adviser Law Examination
    1994-02-08
  • S63 Uniform Securities Agent State Law Examination
    1993-09-16

View on SEC IAPD

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