Frank Samuel Polizzi

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Wayne, PA

Previous Registrations

• 2006-01-03 → 2023-09-01
  Osaic Services, Inc.
  Wayne, PA
• 2003-05-27 → 2004-12-31
  Polizzi Financial Planning Llc
  Phoenix, AZ

Other Businesses

1. INSURANCE;ASF FINANCIAL PARTNERS;NO;37 WEST AVENUE,SUITE 102,WAYNE,PA 19087;PRESIDENT;01-15-2009;10;0;MARKET AND SERVICE VARIOUS INSURANCE PRODUCTS. INVESTMENT ADVISORY SERVICES;IAR, WITH SAGEPOINT FINANCIAL,INC. CORP RIA,;YES;FRANK POLIZZI; 37 WEST AVENUE,SUITE 102,WAYNE,PA 19087;OWNER;01-15-03;15;15;CREATE DIVERSIFIEL PORTFOLIOS. TRUST;FRANK POLIZZI;NO; 37 WEST AVENUE,SUITE 102,WAYNE,PA 19087;OWNER;01/15/2003;2,0,ESTATE PLANNING. 2. FGP FOUNDATION POSITION: Trustee NATURE: Private Foundation which makes annual charitable gifts to 501(c)3 orgnaizations. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2016 ADDRESS: 37 West Ave Suite 102, Wayne PA 19087, United States DESCRIPTION: As trustee, determine appropriate charitable organization for annual distributions. Coordinate with accountant for annual tax returns.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-19
• S63 Uniform Securities Agent State Law Examination
  1994-08-22

Designations

Other Names

• Frank Samuel Polizzi