Carrie Elizabeth Baalman

Employer firm

First Heartland Consultants, Inc. CRD 110377

$2.09B regulatory AUM 42 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2024-05-10
IL	RA	APPROVED	2023-07-07
TX	RA	APPROVED_RES	2020-09-25
MO	RA	APPROVED	2006-09-20

AR RA
APPROVED

Since 2024-05-10
IL RA
APPROVED

Since 2023-07-07
TX RA
APPROVED_RES

Since 2020-09-25
MO RA
APPROVED

Since 2006-09-20

Branch Locations

Hardin, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Heartland Corporation	St. Peters	MO	12/1991	Present
First Heartland Capital, Inc.	St. Peters	MO	07/1993	Present

12/1991 → Present

First Heartland Corporation

St. Peters, MO
07/1993 → Present

First Heartland Capital, Inc.

St. Peters, MO

Previous Registrations

2001-07-16 → 2004-12-31

First Heartland Consultants, Inc.

Lake Saint Louis, MO

Other Businesses

BPS FINANCIAL. Investment related. SALE AND DISTRIBUTION OF INSURANCE PRODUCTS. Start 1/5/05. FIRST HEARTLAND CONSULTANTS. Investment related. IAR. INVESTMENT ADVISORY SERVICE. Start 6/9/94. FARM, Conservation Reserve Program. Not investment related. Crop management. Start 8/19/13.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-10-08
S63	Uniform Securities Agent State Law Examination	1994-04-25

S65 Uniform Investment Adviser Law Examination

1997-10-08
S63 Uniform Securities Agent State Law Examination

1994-04-25

Other Names

Carrie Elizabeth Lorsbach

View on SEC IAPD