Thomas Lawson Joy

Current Employers

Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-12-05

AL RA
APPROVED

Since 2025-12-05

Branch Locations

2005 Stonegate Trail, Suite 101, Birmingham, AL 35242 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	06/1992	09/2021
Bbva Securities Inc.	Birmingham	AL	06/1992	09/2021
Stonegate Investment Group, Llc	Birmingham	AL	09/2021	12/2025
Newedge Advisors	New Orleans	LA	12/2025	Present
Newedge Securities Llc	Pittsburgh	PA	12/2025	Present

06/1992 → 09/2021

Compass Bank

Birmingham, AL
06/1992 → 09/2021

Bbva Securities Inc.

Birmingham, AL
09/2021 → 12/2025

Stonegate Investment Group, Llc

Birmingham, AL
12/2025 → Present

Newedge Advisors

New Orleans, LA
12/2025 → Present

Newedge Securities Llc

Pittsburgh, PA

Previous Registrations

2021-10-06 → 2025-12-04

Stonegate Investment Group, Llc

Birmingham, AL

Other Businesses

1. NewEdge Advisors, LLC - DBA Stonegate Investment Group; Investment related; Birmingham, AL; Start date 12/2025; 160 total hours; 160 trading hours; Investment Advisor Representative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-01
S63	Uniform Securities Agent State Law Examination	1994-01-06

S66 Uniform Combined State Law Examination

2021-09-01
S63 Uniform Securities Agent State Law Examination

1994-01-06

Other Names

Tom Joy
Thomas Lawson Joy
Thomas L Joy
Thomas L. Joy

View on SEC IAPD