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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2024-03-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial | Knoxville | TN | 07/2004 | 01/2024 |
| Private Client Services, Llc | Louisville | KY | 07/2004 | 03/2024 |
| Osaic Wealth, Inc. | Knoxville | TN | 01/2024 | 03/2024 |
| Lpl Financial Llc | Knoxville | TN | 03/2024 | Present |
1)02/02/2024 - Guidance Advisors, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2014 - 160 Hr/Mth 2)02/02/2024 - Worden, Rechenbach & Brooke - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2024 3)02/02/2024 - CLU - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/2001 - 8 Hr/Mth 4)02/02/2024 - Residential Apartment Rental (~15% of building) - Co-Owner - Inv Rel - Knoxville, TN -Start: 06/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-30 |
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