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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-03-23 |
Branch Locations
201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Management, Inc. | New Orleans | LA | 09/2016 | Present |
| The Leaders Group, Inc. | Littleton | CO | 03/2017 | Present |
1.) CAPITAL INVESTMENT MANAGEMENT INC - 9/1/2016 - 201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 - Sales Manager/Wholesaler/Key Accounts Manager, wholesale of multiple fixed and fixed index annuities to various bank b/d's, IMO, Invt Rel, 160 hrs/mo;160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 3/23/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120, IAR Rep, Invt Rel, IAR Business, 0 hrs/mo;0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-08-13 |
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