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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-03-23
  • LA RA
    APPROVED
    Since 2017-03-23

Branch Locations

201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Management, Inc. New Orleans LA 09/2016 Present
The Leaders Group, Inc. Littleton CO 03/2017 Present
  • 09/2016 → Present
    Capital Investment Management, Inc.
    New Orleans, LA
  • 03/2017 → Present
    The Leaders Group, Inc.
    Littleton, CO
Previous Registrations
Other Businesses

1.) CAPITAL INVESTMENT MANAGEMENT INC - 9/1/2016 - 201 St Charles Avenue, Suite 4207, New Orleans, LA 70170 - Sales Manager/Wholesaler/Key Accounts Manager, wholesale of multiple fixed and fixed index annuities to various bank b/d's, IMO, Invt Rel, 160 hrs/mo;160 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 3/23/2017 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120, IAR Rep, Invt Rel, IAR Business, 0 hrs/mo;0 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-13
  • S63 Uniform Securities Agent State Law Examination
    1993-08-13
Other Names
  • Mike Wayda

View on SEC IAPD

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