David James Brouillette

Employer firm

Great Valley Advisor Group, LLC CRD 123913

$10.6B regulatory AUM 55 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → 03/2022
  Securities America, Inc.
  Spring Lake Park, MN
• 10/2003 → 03/2022
  Securities America Advisors, Inc.
  Spring Lake Park, MN
• 03/2022 → Present
  Lpl Financial Llc
  Plymouth, MN

Previous Registrations

• 2014-01-21 → 2022-03-30
  Securities America Advisors, Inc.
  Coon Rapids, MN
  St Louis Park, MN

Other Businesses

1) 03/30/2022 - DAVID BROUILLETTE -Non-Variable Insurance- AGENT selling Fixed Annuities, Universal Life, Indexed Universal Life, Term Life- inv. related- Plymouth, MN - START DATE 12/2007 2) 03/30/2022 - Rock Island Financial- DBA for LPL Business (entity for LPL business)- inv. related- Plymouth, MN 3) 03/30/2022 - NOTARY PUBLIC- inv. related- 6425 Blackberry Court, Lino Lakes MN 55014- start date 2/1/2016- 1hrs/mth 4) 03/30/2022 - Brouillette Group- Business Entity For Tax/Investment Purposes Only- inv. related- Lino Lakes MN - start date 9/1993- 1hr/mth 5) 04/19/2023 - DSB Rock Island Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2023 - 200 Hours Per Month/200 Hours During Securities Trading 6) 10/17/2023 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/31/2022 - 40 Hours Per Month/ During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 10/17/2023 - DSB Rock Island Wealth Management, LLC - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/31/2022 - 40 Hours Per Month/ During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 05/09/2024 - DSB Rock Island Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2022 - 30 Hours Per Month/ During Trading 9) 05/20/2024 - ABC - Real Estate Rental - Owner - Investment Related - Lino Lakes, MN - Start Date 02/01/2024 - 14 Hours per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-20
• S63 Uniform Securities Agent State Law Examination
  1994-02-09