Lawrence Michael Natale

Current Employers

Employment History

• 01/2009 → 09/2016
  Wells Fargo Advisors Llc
  Albany, NY
• 09/2016 → 04/2021
  Raymond James Financial Services, Inc.
  Albany, NY
• 09/2016 → 05/2017
  Steward Partners Investment Advisory, Llc
  Albany, NY
• 09/2016 → 04/2021
  Steward Partners Global Advisory
  Albany, NY
• 09/2016 → 04/2021
  Steward Partners Global Advisory
  Albany, NY
• 04/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2016-11-21 → 2021-05-06
  Steward Partners Investment Advisory, Llc
  Albany, NY
  Stamford, CT
• 2001-05-17 → 2002-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Albany, NY

Other Businesses

1) PKS Financial; Investment Related; 80 State Street, Albany NY 12207; Fixed/Traditional Insurance; Agent; 04/2021; 10 hours/mo; 1 hr during trading; Sales of Fixed/Traditional Insurance Products. 2) Fixed Insurance; Investment Related; 80 State Street, Albany NY 12207; Fixed/Traditional Insurance; Agent; 04/2021; 40 hours/mo; 3 during trading; Sales of Fixed/Transitional Insurance Products. 3) PKSA DBA Natale Wealth Management; Investment Related; 80 State Street, Albany NY 12207; DBA of PKS Advisory Services- Senior Financial Advisor; 10/2022; 40 hours/week; 8 during trading; Advising clients on investments. 4) Blue Stars Rental- Real Estate; Not investment related; 1158 Leesome Lane, Altamont NY 12009; Rental of lake house; Co-Owner; 6 hours/mo; 0 during trading; cleaning and prepping for rentals.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-04
• S63 Uniform Securities Agent State Law Examination
  1993-08-19