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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-29 |
| TX | RA | APPROVED | 2019-07-26 |
Branch Locations
2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Walnut Creek | CA | 12/2014 | 07/2019 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 07/2019 | Present |
DBA KKP FINANCIAL AND INSURANCE SERVICES, INVT RELATED, PLEASANT HILL, CA, 100% OWNERSHIP, START DATE 1/1/2000, 1 HR PER MONTH, 0 HRS DURING TRADING, COLLECT RENEWALL COMMISSIONS. TRUSTEE FOR FRIENDS TRUST, INV RELATED, PLEASANT HILL, CA, START: 1/01/2006, LESS THAN 1 HR MONTH, 0 HRS DURING TRADING. BRIGHT HOUSE, HIGHLAND CAPITAL BROKERAGE, MASSMUTUAL, METLIFE, PRINCIPAL LIFE, PETERSON INTERNATIONAL, PROTECTIVE LIFE INSURANCE COMPANY, STANDARD AND UNITED OF OMAHA; SUNLIFE; AIG; LINCOLN; INV. RELATED; PLEASANT HILL, CA; TRAIL COMMISSIONS; START DATE 1/2000; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: RECEIVING TRAIL COMMISSIONS. BIO-RAD; INVESTMENT RELATED; HERCULES,CA; PASSPORT TO RETIREMENT INSTRUCTOR; START DATE 04/21/2020; NUMBER OF HOURS PER MONTH 6; NUMBER OF HOURS DURING TRADING 0; TEACHING WHY PLAN, ROAD BLOCKS TO RETIREMENT, INCOME SOURCES, INVESTMENTS, INSURANCE, AND ESTATE PLANNING. SAVE MOUNT DIABLO, INVT RELATED, WALNUT CREEK, CA, FINANCE COMMITTEE MEMBER, START DATE 8/1/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS DISCUSSING FINANCIALS OF THE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-25 |
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