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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-18 |
| TX | RA | APPROVED_RES | 2026-02-05 |
Branch Locations
Chico, CA • United States
434 Broadway St. #100, Chico, CA 95928 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chico | CA | 01/2016 | 12/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2023 | 01/2026 |
| Kna West | Chico | CA | 09/2016 | Present |
| Liberty Bell Financial Group | Chico | CA | 01/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2023 | 01/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2026 | Present |
1. THE KATZ NASSAU AGENCY, INC (KNA WEST), 100 Merrick Road, Suite 108 E, Rockville Centre, NY 11570, United States, 02/04/2026, Agent, Insurance/Benefits/Human Resources, INV REL, 24 HR/MO - 18 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 02/18/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-22 |
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